Ling, James Wai Tat 凌偉達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2006-10-12 | 2007-03-16 | Rep | Dealing in securities | 2006-10-12 | 2007-03-16 | RO | Advising on securities | 2007-03-16 | 2008-01-24 | RO | Dealing in securities | 2007-03-16 | 2008-01-24 |
| 2 | Plouton Asset Management Limited | Rep | Asset management | 2021-12-16 | 2021-12-30 | RO | Asset management | 2021-12-30 | 2022-08-25 | Rep | Asset management | 2022-08-25 |
| 3 | Select Investment Services Limited (HK) | Rep | Advising on securities | 2021-08-05 | Rep | Dealing in securities | 2021-08-05 |
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