Au, Jason On Kit 歐安傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2012-03-09 | 2016-05-17 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-08-29 | 2016-11-29 | Rep | Dealing in securities | 2016-08-29 | 2016-11-29 | RO | Advising on corporate finance | 2016-11-29 | 2019-06-28 | RO | Dealing in securities | 2016-11-29 | 2019-06-28 | RO | Advising on securities | 2018-05-11 | 2019-06-28 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-29 | 2016-11-29 | RO | Dealing in securities | 2016-11-29 | 2019-06-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on corporate finance | 2005-05-19 | Rep | Dealing in securities | 2005-05-19 |
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