Lau, Hay Tsing 劉希靖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2005-01-31 | 2008-07-31 | Rep | Dealing in securities | 2005-01-31 | 2008-07-31 |
| 2 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-10-29 | 2005-01-31 |
| 3 | BARCLAYS CAPITAL SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-10-29 | 2005-01-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-12-31 | Rep | Advising on securities | 2003-12-31 | Rep | Automated trading services | 2003-12-31 | Rep | Dealing in securities | 2004-08-21 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-01-13 | 2004-08-21 |
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