Lu, David Kwok Shing 魯國城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ge Shang Investment (Hong Kong) Limited | Rep | Asset management | 2006-10-26 | 2007-03-05 | Rep | Advising on securities | 2006-10-26 | 2008-01-15 | RO | Asset management | 2007-03-05 | 2008-01-15 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-05 | Rep | Advising on securities | 2003-04-05 | Rep | Asset management | 2003-04-05 | Rep | Dealing in securities | 2003-04-05 |
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