Siu, Jimmy Kai Chi 蕭啟智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Securities Company Limited (The) | RO | Advising on securities | 2010-11-19 | 2016-02-17 | RO | Dealing in securities | 2010-11-19 | 2016-02-17 |
| 2 | GRAND ONWARD SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-14 | Rep | Advising on securities | 2005-02-14 | Rep | Asset management | 2005-02-14 | Rep | Dealing in securities | 2005-02-21 |
| 3 | SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-22 | 2007-06-18 | RO | Dealing in securities | 2007-06-18 | 2010-03-26 | Rep | Dealing in securities | 2010-03-26 | 2010-10-15 |
| 4 | Solomon Capital Management Limited (HK) | RO | Dealing in securities | 2022-12-12 | 2023-07-31 |
| 5 | STI Asset Management Limited | Rep | Advising on securities | 2017-04-26 | 2017-06-20 | Rep | Dealing in securities | 2017-04-26 | 2017-06-20 | RO | Advising on securities | 2017-06-20 | 2018-03-15 | RO | Dealing in securities | 2017-06-20 | 2018-03-15 |
| 6 | Vanward International Securities Limited | RO | Dealing in securities | 2019-10-04 | 2022-11-30 |
| 7 | Wealth Link Securities Limited | RO | Dealing in securities | 2016-06-02 | 2017-02-01 | RO | Advising on securities | 2016-12-16 | 2017-02-01 |
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