Leung, Tat Ming (SFC:ADF631) 梁達明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | VORTEX CAPITAL LIMITED (HK) | RO | Asset management | 2005-03-21 | 2005-06-27 |
| 2 | DORIC CAPITAL CORPORATION | Rep | Asset management | 2005-08-08 | 2005-11-14 |
| 3 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2005-11-14 | 2006-08-18 |
| 4 | DORIC CAPITAL CORPORATION | Rep | Advising on securities | 2005-11-14 | 2006-08-18 |
| 5 | DORIC CAPITAL CORPORATION | RO | Asset management | 2005-11-14 | 2006-08-18 |
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