Lloyd, Jonathan Ceri
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-06-02 | 2006-03-27 |
2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-06 | Rep | Advising on securities | 2003-05-06 | Rep | Asset management | 2003-05-06 | Rep | Dealing in securities | 2006-03-27 |
3 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2007-07-10 | 2008-04-01 |
4 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2010-04-23 | 2010-06-04 |
5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2008-05-05 | 2009-03-07 | Rep | Dealing in securities | 2008-05-05 | 2009-03-07 |
6 | STANHILL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-04-04 | 2007-03-31 | Rep | Advising on securities | 2006-04-04 | 2007-03-31 |
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