Ho, Edward Man Tat 何聞達

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BEAR STEARNS ASIA LIMITED Rep Dealing in securities 2005-03-22 2006-02-22
Rep Dealing in futures contracts 2006-01-16 2008-04-09
RO Dealing in securities 2006-02-22 2008-05-30
2 Jupiter Asset Management (Asia Pacific) Limited Rep Advising on securities 2018-12-20 2019-02-27
Rep Dealing in securities 2018-12-20 2019-02-27
RO Advising on securities 2019-02-27 2020-07-01
RO Dealing in securities 2019-02-27 2020-07-01
3 Leonteq Securities (Hong Kong) Limited Rep Advising on securities 2021-12-20 2022-01-26
Rep Dealing in securities 2021-12-20 2022-01-26
RO Advising on securities 2022-01-26
RO Dealing in securities 2022-01-26
4 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-01-20
Rep Advising on securities 2005-01-20
Rep Asset management 2005-01-20
Rep Automated trading services 2005-01-20
Rep Dealing in securities 2005-01-20
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2005-01-20
Rep Asset management 2005-01-20
Rep Automated trading services 2005-01-20
Rep Dealing in futures contracts 2005-01-20
6 Standard Chartered Securities (Hong Kong) Limited Rep Advising on corporate finance 2014-03-10 2015-04-01
Rep Advising on securities 2014-03-10 2015-04-01
Rep Dealing in securities 2014-03-10 2015-04-01
7 Wells Fargo Securities Asia Limited RO Advising on securities 2016-04-13 2018-11-01
RO Asset management 2016-04-13 2018-11-01
RO Dealing in securities 2016-04-13 2018-11-01

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