Ho, Edward Man Tat 何聞達

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-01-20
Standard Chartered Securities (Hong Kong) Limited Rep 2014-03-10 2015-04-01
2 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2005-01-20
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2005-01-20
Standard Chartered Securities (Hong Kong) Limited Rep 2014-03-10 2015-04-01
Wells Fargo Securities Asia Limited RO 2016-04-13 2018-11-01
Jupiter Asset Management (Asia Pacific) Limited Rep 2018-12-20 2019-02-27
Jupiter Asset Management (Asia Pacific) Limited RO 2019-02-27 2020-07-01
Leonteq Securities (Hong Kong) Limited Rep 2021-12-20 2022-01-26
Leonteq Securities (Hong Kong) Limited RO 2022-01-26
4 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2005-01-20
Wells Fargo Securities Asia Limited RO 2016-04-13 2018-11-01
5 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2005-01-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2005-01-20
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-01-20
BEAR STEARNS ASIA LIMITED Rep 2006-01-16 2008-04-09
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2005-01-20
BEAR STEARNS ASIA LIMITED Rep 2005-03-22 2006-02-22
BEAR STEARNS ASIA LIMITED RO 2006-02-22 2008-05-30
Standard Chartered Securities (Hong Kong) Limited Rep 2014-03-10 2015-04-01
Wells Fargo Securities Asia Limited RO 2016-04-13 2018-11-01
Jupiter Asset Management (Asia Pacific) Limited Rep 2018-12-20 2019-02-27
Jupiter Asset Management (Asia Pacific) Limited RO 2019-02-27 2020-07-01
Leonteq Securities (Hong Kong) Limited Rep 2021-12-20 2022-01-26
Leonteq Securities (Hong Kong) Limited RO 2022-01-26

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