Sze, Albert Chun Hong 施振康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-10-12 | 2013-02-21 |
| 2 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-13 | 2008-11-19 | Rep | Dealing in securities | 2008-08-13 | 2008-11-19 | RO | Advising on securities | 2008-11-19 | 2011-08-02 | RO | Dealing in securities | 2008-11-19 | 2011-08-02 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-10-12 | 2011-12-19 | Rep | Dealing in securities | 2011-10-12 | 2011-12-19 | RO | Advising on securities | 2011-12-19 | 2014-10-10 | RO | Dealing in securities | 2011-12-19 | 2014-10-10 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2011-10-12 | 2011-12-19 | Rep | Dealing in securities | 2011-10-12 | 2011-12-19 | RO | Advising on securities | 2011-12-19 | 2014-10-10 | RO | Dealing in securities | 2011-12-19 | 2014-10-10 |
| 5 | PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | Advising on corporate finance | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Advising on securities | 2005-02-24 | Rep | Dealing in securities | 2005-02-24 | RO | Advising on securities | 2005-02-24 | 2008-07-19 | RO | Dealing in securities | 2005-02-24 | 2008-07-19 |
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