Wai, Gordon Chi Cheong 韋志昌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2011-10-28 2013-06-14
2 Citigroup Global Markets Asia Limited Rep Asset management 2005-01-28
Rep Advising on corporate finance 2005-03-21
Rep Automated trading services 2005-03-21
Rep Dealing in securities 2005-03-21
Rep Advising on securities 2005-04-15
3 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2006-06-07 2008-09-29
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-10-10 2011-08-04

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