Kim, Young Kun 金永根
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIDAO CAPITAL LIMITED | RO | Advising on securities | 2021-03-03 | 2021-05-31 | RO | Asset management | 2021-03-03 | 2021-05-31 |
| 2 | Carret Private Capital Limited | Rep | Advising on securities | 2019-05-21 | 2020-09-30 | Rep | Dealing in securities | 2019-05-21 | 2020-09-30 | Rep | Asset management | 2019-06-24 | 2020-09-30 |
| 3 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | RO | Advising on securities | 2011-10-06 | 2018-03-31 | RO | Dealing in securities | 2011-10-06 | 2018-03-31 |
| 4 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | Advising on securities | 2006-10-16 | 2011-07-07 | RO | Dealing in securities | 2006-10-16 | 2011-07-07 |
| 5 | Olympus Partners Asia Limited (b2018-03-15) | Rep | Advising on securities | 2021-11-29 | 2023-07-12 | Rep | Asset management | 2021-12-17 | 2023-07-12 | Rep | Dealing in securities | 2021-12-17 | 2023-07-12 | RO | Advising on securities | 2023-07-12 | RO | Asset management | 2023-07-12 | RO | Dealing in securities | 2023-07-12 |
| 6 | Shinhan Investment Asia Limited | Rep | Advising on securities | 2018-05-30 | 2018-08-30 | Rep | Dealing in securities | 2018-05-30 | 2018-08-30 | RO | Advising on securities | 2018-08-30 | 2019-03-31 | RO | Dealing in securities | 2018-08-30 | 2019-03-31 |
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