Tsoi, Phyllis Man Yu 蔡敏如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-10-21 | 2011-08-01 | Rep | Advising on securities | 2010-10-21 | 2011-08-01 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-10-23 | 2008-08-04 | Rep | Advising on securities | 2007-10-23 | 2008-08-04 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-11-08 | 2008-08-04 |
| 4 | Fubon Capital (HK) Limited | Rep | Advising on corporate finance | 2007-06-29 | 2007-07-24 | Rep | Advising on securities | 2007-06-29 | 2007-07-24 |
| 5 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2004-08-30 | 2007-06-16 | Rep | Advising on securities | 2004-08-30 | 2007-06-16 |
| 6 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Asset management | 2004-01-08 | Rep | Advising on corporate finance | 2004-05-20 | Rep | Advising on securities | 2004-05-20 |
| 7 | WAG FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-08-16 | 2006-11-26 | Rep | Advising on securities | 2004-08-16 | 2006-11-26 |
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