Li, Derick Kam Ching 李金錚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU SECURITIES LIMITED | RO | Advising on securities | 2021-10-26 | 2021-11-24 | RO | Dealing in securities | 2021-10-26 | 2021-11-24 |
| 2 | FT Securities Limited | RO | Advising on securities | 2005-09-27 | 2008-03-01 | RO | Asset management | 2005-09-27 | 2008-03-01 | RO | Dealing in securities | 2005-09-27 | 2008-03-01 | RO | Advising on futures contracts | 2005-10-05 | 2008-03-01 | RO | Dealing in futures contracts | 2005-10-05 | 2008-03-01 |
| 3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-23 | 2016-05-03 | RO | Dealing in securities | 2014-01-23 | 2016-05-03 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-09-27 | 2005-10-04 |
| 5 | Lapland Securities Limited | Rep | Advising on securities | 2017-09-14 | 2018-08-27 | Rep | Asset management | 2017-09-14 | 2018-08-27 | Rep | Dealing in securities | 2017-09-14 | 2018-08-27 | Rep | Advising on securities | 2019-09-03 | 2020-02-01 | Rep | Asset management | 2019-09-03 | 2020-02-01 | Rep | Dealing in securities | 2019-09-03 | 2020-02-01 |
| 6 | M&F Asset Management Limited | Rep | Advising on securities | 2018-09-06 | 2019-02-11 | Rep | Asset management | 2018-09-06 | 2019-02-11 | Rep | Dealing in securities | 2018-09-06 | 2019-02-11 | RO | Advising on securities | 2019-02-11 | 2019-08-19 | RO | Asset management | 2019-02-11 | 2019-08-19 | RO | Dealing in securities | 2019-02-11 | 2019-08-19 |
| 7 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-04-07 | 2020-07-31 |
| 8 | MAGIC COMPASS FUTURES LIMITED | RO | Dealing in futures contracts | 2020-04-07 | 2020-07-31 |
| 9 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-04-16 | 2008-05-13 | Rep | Dealing in securities | 2008-04-16 | 2008-05-13 | RO | Advising on securities | 2008-05-13 | 2010-07-21 | RO | Dealing in securities | 2008-05-13 | 2010-07-21 |
| 10 | Prime Cdex Securities Limited | RO | Advising on securities | 2020-03-03 | 2020-07-31 | RO | Dealing in securities | 2020-03-03 | 2020-07-31 |
| 11 | Sun International Investment Services Limited | Rep | Advising on securities | 2016-11-15 | 2017-08-31 | Rep | Asset management | 2016-11-15 | 2017-08-31 | RO | Dealing in securities | 2016-11-15 | 2017-08-31 |
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