Yang, Angus Sheau Yu 楊曉瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in securities | 2004-02-04 | RO | Dealing in securities | 2004-02-04 | 2004-08-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-04-27 | 2016-07-12 | Rep | Dealing in futures contracts | 2016-04-27 | 2017-06-28 | RO | Dealing in securities | 2016-07-12 | 2017-06-28 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-09-12 | 2018-06-07 | Rep | Dealing in securities | 2017-09-12 | 2018-06-07 | RO | Dealing in futures contracts | 2018-06-07 | 2021-12-24 | RO | Dealing in securities | 2018-06-07 | 2021-12-24 | RO | Automated trading services | 2019-04-25 | 2020-06-15 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-07-11 | 2023-06-19 | RO | Dealing in securities | 2023-06-19 |
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