Stimpson, John Matthew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-04-06 | 2008-01-01 | Rep | Dealing in securities | 2009-02-09 | 2011-03-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-04-06 | 2008-01-01 | Rep | Dealing in securities | 2005-04-06 | 2008-01-01 | Rep | Dealing in futures contracts | 2009-02-09 | 2011-03-16 | Rep | Dealing in securities | 2009-02-09 | 2011-03-16 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-01-16 | 2005-03-15 |
| 4 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-16 | 2005-02-04 |
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