Yau, Sheung Kam 邱湘琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2005-02-01 | 2005-02-28 | RO | Dealing in securities | 2005-02-28 | 2011-01-20 |
| 2 | BARCLAYS CAPITAL SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-12-20 | 2005-02-01 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-09-19 | 2022-06-21 |
| 4 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-06-29 | |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2004-09-14 |
| 6 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-09-06 | |
| 7 | SOUTH OCEAN MANAGEMENT LIMITED | Rep | Asset management | 2013-03-12 | 2016-08-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy