Coffeng, John Martinus (SFC:ADJ820)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2009-06-10 | RO | Dealing in futures contracts | 2009-06-10 | 2010-09-06 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on futures contracts | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Advising on securities | 2005-03-24 | Rep | Dealing in futures contracts | 2010-09-06 | Rep | Dealing in securities | 2010-09-06 |
| 3 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2010-03-04 | 2010-09-06 |
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