Santos, Robert Baron
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bengal Asset Management Limited | RO | Asset management | 2015-01-14 | 2021-11-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2006-01-14 | Rep | Dealing in securities | 2006-01-14 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-01-14 | Rep | Dealing in futures contracts | 2006-01-14 |
| 4 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2010-06-04 | 2012-02-29 | Rep | Dealing in futures contracts | 2010-06-04 | 2012-02-29 | Rep | Dealing in securities | 2010-06-04 | 2012-02-29 |
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