Yim, Kam Kin 嚴錦堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-12-13 | Rep | Advising on futures contracts | 2005-03-21 | Rep | Advising on securities | 2005-03-21 | Rep | Asset management | 2005-03-21 | Rep | Dealing in securities | 2005-03-21 |
| 2 | CATHAYSIA ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-06-14 | 2018-09-01 |
| 3 | China Point Asset Management Limited | Rep | Asset management | 2018-10-16 | 2018-11-22 | RO | Advising on securities | 2018-11-22 | 2022-05-03 | RO | Asset management | 2018-11-22 | 2022-05-03 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2005-07-20 | 2006-05-16 | Rep | Asset management | 2005-07-20 | 2006-05-16 | RO | Advising on securities | 2006-05-16 | 2007-02-13 | RO | Asset management | 2006-05-16 | 2007-02-13 |
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