Yim, Kam Kin 嚴錦堅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on corporate finance 2004-12-13
2 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on futures contracts 2005-03-21
3 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on securities 2005-03-21
4 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Asset management 2005-03-21
5 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Dealing in securities 2005-03-21
6 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Rep Advising on securities 2005-07-20 2006-05-16
7 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Rep Asset management 2005-07-20 2006-05-16
8 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED RO Advising on securities 2006-05-16 2007-02-13
9 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED RO Asset management 2006-05-16 2007-02-13
10 CATHAYSIA ASSET MANAGEMENT LIMITED RO Asset management 2007-06-14 2018-09-01
11 China Point Asset Management Limited Rep Asset management 2018-10-16 2018-11-22
12 China Point Asset Management Limited RO Advising on securities 2018-11-22 2022-05-03
13 China Point Asset Management Limited RO Asset management 2018-11-22 2022-05-03

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