Koo, Lawrence Hung Jun 顧弘潤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2019-04-03 | 2020-02-06 | Rep | Dealing in securities | 2019-04-03 | 2020-02-06 |
| 2 | TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | Advising on securities | 2006-09-20 | 2008-06-27 | Rep | Asset management | 2006-09-20 | 2008-06-27 |
| 3 | Xen Capital (HK) Limited | Rep | Advising on securities | 2023-02-16 | 2023-10-07 | Rep | Asset management | 2023-02-16 | 2023-10-07 |
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