Tam, Wai Keung (SFC:ADM183) 譚偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2015-09-02 | 2018-08-22 | Rep | Advising on securities | 2016-04-13 | 2018-08-22 | Rep | Dealing in securities | 2016-04-13 | 2018-08-22 | RO | Advising on securities | 2018-08-22 | 2023-09-01 | RO | Asset management | 2018-08-22 | 2023-09-01 | RO | Dealing in securities | 2018-08-22 | 2023-09-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2007-05-08 | 2008-10-22 | Rep | Dealing in securities | 2007-05-08 | 2008-10-22 |
| 3 | RBC Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-30 | 2011-02-19 |
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