Lo, Patrick 盧培德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on securities | 2006-06-02 | Rep | Asset management | 2006-06-02 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-19 | Rep | Dealing in securities | 2004-10-19 | Rep | Advising on securities | 2006-06-02 | Rep | Asset management | 2006-06-02 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-13 | 2008-06-13 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-16 | 2008-06-13 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-16 | 2008-06-13 |
| 6 | Mu Investment Management (Asia) Limited | RO | Asset management | 2014-09-29 | 2018-07-20 |
| 7 | Pine Star Asset Management Limited | Rep | Asset management | 2018-07-25 | 2018-09-10 | RO | Advising on securities | 2018-09-10 | RO | Asset management | 2018-09-10 |
| 8 | Redwood Investment Management (Asia) Limited | RO | Advising on securities | 2008-12-05 | 2014-04-11 | RO | Asset management | 2008-12-05 | 2014-04-11 |
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