Lo, Patrick 盧培德

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FIL Investment Advisors Rep Advising on corporate finance 2004-10-19
FIL Investment Management (Hong Kong) Limited Rep 2004-10-19
2 FIL Investment Advisors Rep Advising on securities 2006-06-02
FIL Investment Management (Hong Kong) Limited Rep 2006-06-02
Redwood Investment Management (Asia) Limited RO 2008-12-05 2014-04-11
Pine Star Asset Management Limited RO 2018-09-10
3 FIL Investment Advisors Rep Asset management 2006-06-02
FIL Investment Management (Hong Kong) Limited Rep 2006-06-02
Redwood Investment Management (Asia) Limited RO 2008-12-05 2014-04-11
Mu Investment Management (Asia) Limited RO 2014-09-29 2018-07-20
Pine Star Asset Management Limited Rep 2018-07-25 2018-09-10
Pine Star Asset Management Limited RO 2018-09-10
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-02-16 2008-06-13
5 FIL Investment Management (Hong Kong) Limited Rep Dealing in securities 2004-10-19
Merrill Lynch (Asia Pacific) Limited Rep 2006-07-13 2008-06-13
Merrill Lynch Far East Limited Rep 2007-02-16 2008-06-13

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