Kwok, Vanessa Shuk Yee 郭淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-31 | 2006-12-21 | RO | Advising on corporate finance | 2006-12-21 | 2010-07-06 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2006-08-31 | 2010-07-06 | Rep | Dealing in securities | 2006-08-31 | 2010-07-06 |
| 3 | Shang International Finance Limited | Rep | Asset management | 2004-09-22 | Rep | Advising on corporate finance | 2006-06-30 | Rep | Advising on securities | 2006-06-30 | Rep | Dealing in securities | 2006-06-30 |
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