Lui, Korman Cho Mau 雷祖謀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2011-10-07 | 2013-04-03 | RO | Leveraged foreign exchange trading | 2013-04-03 | 2014-08-29 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-05-28 | 2011-09-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-23 | 2011-09-01 | Rep | Dealing in securities | 2007-03-08 | 2011-09-01 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2016-03-02 | 2018-02-15 | Rep | Dealing in securities | 2016-03-02 | 2018-02-15 | RO | Leveraged foreign exchange trading | 2016-03-02 | 2020-03-27 | RO | Dealing in futures contracts | 2018-02-15 | 2020-02-28 | RO | Dealing in securities | 2018-02-15 | 2020-02-28 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-10 | 2004-02-05 |
| 6 | PEACE TOWN FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-03 | |
| 7 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2022-03-16 | 2022-04-08 | Rep | Dealing in securities | 2022-03-16 | 2022-04-08 | Rep | Leveraged foreign exchange trading | 2022-03-16 | 2022-04-08 | RO | Dealing in futures contracts | 2022-04-08 | 2023-01-12 | RO | Dealing in securities | 2022-04-08 | 2023-01-12 | RO | Leveraged foreign exchange trading | 2022-04-08 | 2023-01-12 |
| 8 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2014-12-29 | 2016-03-01 | Rep | Leveraged foreign exchange trading | 2014-12-29 | 2016-03-01 |
| 9 | Success Securities Limited | Rep | Dealing in securities | 2014-12-29 | 2016-03-01 |
| 10 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-11-14 | 2014-11-18 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-11-14 | 2014-11-18 |
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