Lui, Korman Cho Mau 雷祖謀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PEACE TOWN FOREX LIMITED Rep Leveraged foreign exchange trading 2003-11-03
2 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2003-11-10 2004-02-05
3 CELESTIAL SECURITIES LIMITED Rep Leveraged foreign exchange trading 2004-03-23 2011-09-01
4 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2004-05-28 2011-09-01
5 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2007-03-08 2011-09-01
6 ADS Securities Hong Kong Limited Rep Leveraged foreign exchange trading 2011-10-07 2013-04-03
7 ADS Securities Hong Kong Limited RO Leveraged foreign exchange trading 2013-04-03 2014-08-29
8 YUE XIU FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2014-11-14 2014-11-18
9 YUE XIU SECURITIES COMPANY LIMITED Rep Dealing in securities 2014-11-14 2014-11-18
10 Success Futures and Foreign Exchange Limited Rep Dealing in futures contracts 2014-12-29 2016-03-01
11 Success Futures and Foreign Exchange Limited Rep Leveraged foreign exchange trading 2014-12-29 2016-03-01
12 Success Securities Limited Rep Dealing in securities 2014-12-29 2016-03-01
13 Future Growth Financial Services Limited Rep Dealing in futures contracts 2016-03-02 2018-02-15
14 Future Growth Financial Services Limited Rep Dealing in securities 2016-03-02 2018-02-15
15 Future Growth Financial Services Limited RO Leveraged foreign exchange trading 2016-03-02 2020-03-27
16 Future Growth Financial Services Limited RO Dealing in futures contracts 2018-02-15 2020-02-28
17 Future Growth Financial Services Limited RO Dealing in securities 2018-02-15 2020-02-28
18 Saxo Capital Markets HK Limited Rep Dealing in futures contracts 2022-03-16 2022-04-08
19 Saxo Capital Markets HK Limited Rep Dealing in securities 2022-03-16 2022-04-08
20 Saxo Capital Markets HK Limited Rep Leveraged foreign exchange trading 2022-03-16 2022-04-08
21 Saxo Capital Markets HK Limited RO Dealing in futures contracts 2022-04-08 2023-01-12
22 Saxo Capital Markets HK Limited RO Dealing in securities 2022-04-08 2023-01-12
23 Saxo Capital Markets HK Limited RO Leveraged foreign exchange trading 2022-04-08 2023-01-12

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