Lo, Tin Po (SFC:ADN296) 羅天保

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2004-07-14 2009-10-07
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2005-03-09 2009-10-07
3 Cheng Chuang Fund Management Limited RO Advising on securities 2019-11-08
RO Asset management 2019-11-08
4 CMBC ASSET MANAGEMENT COMPANY LIMITED RO Asset management 2015-12-11 2016-10-31
5 CMBC INTERNATIONAL FUTURES COMPANY LIMITED RO Dealing in futures contracts 2010-08-20 2016-10-31
6 CMBC SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-03-22 2011-05-16
RO Dealing in securities 2011-05-16 2016-10-31
RO Advising on securities 2011-10-26 2016-10-31
7 Duo Asset Management Limited RO Asset management 2017-04-06 2017-12-20
8 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2009-11-13 2010-03-06
9 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2009-11-13 2010-03-06
10 GA (INT'L) CAPITAL MANAGEMENT LIMITED Rep Advising on securities 2018-08-30 2018-09-14
Rep Asset management 2018-08-30 2018-09-14
RO Advising on securities 2018-09-14 2019-10-31
RO Asset management 2018-09-14 2019-10-31
11 HZ CAPITAL LIMITED (HK) RO Advising on futures contracts 2018-01-31 2018-07-31
RO Advising on securities 2018-01-31 2018-07-31
RO Asset management 2018-01-31 2018-07-31
12 SPS COMMODITIES LIMITED Rep Advising on futures contracts 2004-05-19
Rep Asset management 2004-05-19
Rep Dealing in futures contracts 2004-05-19

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