Lo, Nim Chi 羅念慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2012-11-29 | 2018-12-31 | Rep | Asset management | 2012-11-29 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | Rep | Asset management | 2019-01-01 |
| 2 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2010-10-27 | 2012-07-31 | RO | Asset management | 2010-10-27 | 2012-07-31 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on futures contracts | 2009-05-05 | 2010-08-06 | RO | Advising on securities | 2009-05-05 | 2010-08-06 | RO | Asset management | 2009-05-05 | 2010-08-06 |
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