Morton, Peter Douglas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2015-05-19 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-11-26 | Rep | Advising on securities | 2003-11-26 | Rep | Asset management | 2003-11-26 |
| 3 | VMS Asset Management Limited | RO | Asset management | 2019-11-12 | RO | Advising on securities | 2023-02-27 |
| 4 | VMS Securities Limited | RO | Dealing in securities | 2017-04-27 | RO | Advising on corporate finance | 2017-04-27 | 2019-11-12 |
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