Chan, Sunny Tit Leung 陳鐵樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2021-03-11 | 2021-05-13 | RO | Advising on corporate finance | 2021-05-13 |
| 2 | Lego Securities Limited | Rep | Dealing in securities | 2021-03-11 | 2021-05-13 | RO | Dealing in securities | 2021-05-13 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2003-12-04 | Rep | Asset management | 2003-12-04 | Rep | Advising on corporate finance | 2004-02-23 | Rep | Dealing in securities | 2004-02-23 | RO | Advising on corporate finance | 2004-02-23 | 2005-06-14 | RO | Dealing in securities | 2004-02-23 | 2005-06-14 | Rep | Advising on corporate finance | 2014-03-13 | 2016-05-20 | Rep | Advising on securities | 2014-03-13 | 2018-04-12 | Rep | Dealing in securities | 2014-03-13 | 2018-04-12 | RO | Advising on corporate finance | 2016-05-20 | 2019-09-16 | RO | Advising on securities | 2018-04-12 | 2019-09-16 | RO | Dealing in securities | 2018-04-12 | 2019-09-16 |
| 4 | Sunfund Capital Limited | RO | Advising on corporate finance | 2019-10-10 | 2021-02-09 |
| 5 | SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2020-04-02 | 2021-02-09 | RO | Dealing in securities | 2020-04-02 | 2021-02-09 |
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