Mizuno, Kosuke

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in securities 2005-09-30
Rep Advising on securities 2005-08-24 2005-09-30
RO Advising on securities 2005-09-30 2007-10-27
RO Dealing in securities 2005-09-30 2007-10-27
RO Advising on securities 2014-10-13 2016-03-30
RO Dealing in securities 2014-10-13 2016-03-30
RO Dealing in securities 2020-07-14
2 DAIWA SECURITIES SMBC (ASIA) LIMITED Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in securities 2005-02-07

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