Laungani, Neel Vishnu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-12-04 | 2011-01-12 | Rep | Advising on securities | 2008-12-04 | 2011-01-12 | Rep | Dealing in securities | 2008-12-04 | 2011-01-12 | RO | Advising on corporate finance | 2011-01-12 | 2011-05-13 | RO | Advising on securities | 2011-01-12 | 2011-05-13 | RO | Dealing in securities | 2011-01-12 | 2011-05-13 | Rep | Advising on corporate finance | 2021-01-20 | 2023-06-16 | Rep | Advising on securities | 2021-02-26 | 2023-06-16 | Rep | Dealing in securities | 2021-02-26 | 2023-06-16 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-10-23 | 2020-09-28 |
| 3 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-13 | Rep | Advising on corporate finance | 2004-12-20 | Rep | Advising on securities | 2008-09-29 | RO | Advising on corporate finance | 2004-12-20 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2008-10-20 | Rep | Advising on securities | 2008-10-10 | 2008-10-20 |
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