Wong, William Kwok Wai (SFC:ADQ175) 黃國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2006-09-18 | 2009-06-29 |
| 2 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2003-04-17 | |
| 3 | FIRST ASIA FINANCE GROUP LIMITED | RO | Advising on corporate finance | 2003-06-11 | 2004-10-26 | RO | Dealing in securities | 2003-06-11 | 2004-10-26 |
| 4 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-10-07 | 2016-07-05 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2005-06-21 | 2006-09-11 | Rep | Dealing in securities | 2005-06-21 | 2006-09-11 |
| 6 | SPDB International Investment Management Limited | Rep | Advising on securities | 2017-05-24 | 2020-04-16 |
| 7 | SPDB International Securities Limited | Rep | Advising on securities | 2020-03-24 | 2020-04-24 |
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