Park, Sung Wan 朴性玩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-01-28 | 2011-08-17 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-07-16 | |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Automated trading services | 2003-08-12 | Rep | Dealing in securities | 2006-03-26 | Rep | Dealing in securities | 2008-01-21 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-03-21 |
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