To, Christine Oi Yan 杜愛茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-05 | Rep | Advising on securities | 2003-12-05 | Rep | Asset management | 2003-12-05 | Rep | Dealing in securities | 2004-01-15 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-31 | 2010-06-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-05-31 | 2010-06-30 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-31 | 2010-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy