Sun, Ray Yat Ming 辛一鳴

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 AISANCE ASSET MANAGEMENT LIMITED Rep Asset management 2011-12-14 2012-04-03
2 CES Capital International (Hong Kong) Co., Limited RO Dealing in securities 2008-01-30 2011-06-30
Rep Dealing in futures contracts 2008-05-08 2011-06-30
Rep Advising on futures contracts 2009-05-29 2011-06-30
Rep Advising on securities 2009-05-29 2011-06-30
Rep Asset management 2011-03-31 2011-06-30
3 KGI ASIA LIMITED Rep Advising on securities 2011-12-14 2012-04-03
Rep Dealing in securities 2011-12-14 2012-04-03
4 KGI FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2011-12-14 2012-04-03
Rep Dealing in futures contracts 2011-12-14 2012-04-03

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top