Sun, Ray Yat Ming 辛一鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | RO | Dealing in securities | 2008-01-30 | 2011-06-30 |
| 2 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2008-05-08 | 2011-06-30 |
| 3 | CES Capital International (Hong Kong) Co., Limited | Rep | Advising on futures contracts | 2009-05-29 | 2011-06-30 |
| 4 | CES Capital International (Hong Kong) Co., Limited | Rep | Advising on securities | 2009-05-29 | 2011-06-30 |
| 5 | CES Capital International (Hong Kong) Co., Limited | Rep | Asset management | 2011-03-31 | 2011-06-30 |
| 6 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-12-14 | 2012-04-03 |
| 7 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-12-14 | 2012-04-03 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-12-14 | 2012-04-03 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-12-14 | 2012-04-03 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-14 | 2012-04-03 |
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