Hansen-Luke, Rosemary Eva
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-06-14 | Rep | Advising on securities | 2003-06-14 | Rep | Asset management | 2003-06-14 | Rep | Automated trading services | 2003-06-14 | Rep | Dealing in securities | 2003-06-14 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-05-09 | 2008-05-17 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2008-05-17 |
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