Tran, John Chuen Wah 陳傳華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED RO Advising on corporate finance 2003-09-09
2 KINGSWAY CAPITAL LIMITED Rep Advising on corporate finance 2003-10-03 2003-10-20
RO Advising on corporate finance 2003-10-20 2009-09-01
3 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Advising on corporate finance 2003-10-03 2003-10-20
RO Advising on corporate finance 2003-10-20 2009-09-01
RO Dealing in securities 2004-03-11 2009-09-01
RO Asset management 2006-12-11 2009-09-01
4 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED RO Asset management 2005-05-04 2005-12-04
RO Asset management 2006-12-11 2009-09-01
5 KINGSWAY SW ASSET MANAGEMENT LIMITED RO Asset management 2006-12-11 2009-09-01
RO Advising on corporate finance 2007-01-15 2009-09-01
6 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED RO Asset management 2007-06-13 2009-09-01

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