Law, Pik Lin 羅碧蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-10-31 | 2012-08-02 | RO | Leveraged foreign exchange trading | 2012-08-02 | 2014-06-03 |
| 2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-04-20 | 2009-10-05 |
| 3 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-09-17 | Rep | Advising on securities | 2003-09-17 | Rep | Asset management | 2003-09-17 |
| 4 | FIRST STATE (HONG KONG) LLC | Rep | Advising on corporate finance | 2003-09-17 | Rep | Advising on securities | 2003-09-17 | Rep | Asset management | 2003-09-17 |
| 5 | Saxo Capital Markets HK Limited | Rep | Leveraged foreign exchange trading | 2014-09-02 | 2014-11-07 | Rep | Dealing in futures contracts | 2014-09-02 | 2018-04-16 | Rep | Dealing in securities | 2014-09-02 | 2018-04-16 | RO | Leveraged foreign exchange trading | 2014-11-07 | 2018-04-16 |
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