Takeda, Shinichi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RG ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on corporate finance | 2004-11-04 | Rep | Advising on futures contracts | 2008-05-06 | Rep | Advising on securities | 2008-05-06 | Rep | Asset management | 2007-03-28 | 2008-05-06 | RO | Advising on futures contracts | 2008-05-06 | 2013-11-25 | RO | Advising on securities | 2008-05-06 | 2013-11-25 | RO | Asset management | 2008-05-06 | 2013-11-25 |
| 2 | Zhongrong International Capital Management Limited | RO | Advising on securities | 2016-09-09 | 2019-01-12 | RO | Asset management | 2016-09-09 | 2019-01-12 |
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