Chai, Denise Sara 蔡龍姬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-07-06 | 2011-08-01 | Rep | Advising on securities | 2010-09-22 | 2011-08-01 | Rep | Advising on securities | 2014-10-15 | 2014-10-16 | Rep | Dealing in securities | 2014-10-15 | 2014-10-16 | Rep | Advising on securities | 2016-08-01 | 2016-08-05 | Rep | Dealing in securities | 2016-08-01 | 2016-08-05 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | RO | Advising on securities | 2005-06-08 | RO | Dealing in securities | 2005-06-08 |
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