Lee, Peggy Pui Ki 李珮琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Dealing in securities | 2014-01-15 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2015-06-01 | 2017-09-29 |
| 3 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2024-01-29 | Rep | Dealing in securities | 2024-01-29 |
| 4 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on corporate finance | 2004-04-27 | Rep | Advising on securities | 2004-04-27 | Rep | Asset management | 2004-04-27 | Rep | Automated trading services | 2004-04-27 | Rep | Dealing in securities | 2005-08-25 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-25 | 2006-04-07 | Rep | Advising on securities | 2005-09-01 | 2006-04-07 | Rep | Asset management | 2005-09-01 | 2006-04-07 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2021-12-03 | 2022-01-13 | Rep | Dealing in securities | 2021-12-03 | 2022-01-13 | RO | Advising on securities | 2022-01-13 | 2023-09-22 | RO | Dealing in securities | 2022-01-13 | 2023-09-22 |
| 7 | MIS SERVICES LIMITED (d2019-06-01) | Rep | Asset management | 2012-11-01 | 2013-10-14 |
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