Ma, Hoi Wai (SFC:ADS048) 馬凱威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on futures contracts | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2005-12-30 | Rep | Dealing in securities | 2005-12-30 |
| 2 | DALTON CAPITAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-01-06 | 2007-02-06 | Rep | Asset management | 2006-01-06 | 2007-08-10 | RO | Dealing in securities | 2007-02-06 | 2007-06-14 | RO | Asset management | 2007-08-10 | 2017-06-02 |
| 3 | Gentleman Capital Limited | Rep | Asset management | 2021-09-13 | 2021-12-10 | RO | Asset management | 2021-12-10 | RO | Advising on securities | 2023-10-17 |
| 4 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-03-14 | 2021-07-23 | RO | Asset management | 2019-03-14 | 2021-07-23 | RO | Dealing in securities | 2019-03-14 | 2021-07-23 | RO | Advising on futures contracts | 2020-05-18 | 2021-07-23 | RO | Dealing in futures contracts | 2020-05-18 | 2021-07-23 |
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