Leung, Vivian 梁慧雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-08-12 | 2006-02-01 | Rep | Dealing in securities | 2004-08-12 | 2006-02-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2006-02-09 | 2006-08-09 | RO | Dealing in securities | 2006-02-09 | 2006-08-09 | Rep | Advising on securities | 2006-08-09 | 2006-08-19 | Rep | Dealing in securities | 2006-08-09 | 2006-08-19 |
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