Law, Siu Hong 羅肇康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-09 | 2004-04-22 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-09 | 2004-04-22 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2008-07-07 | 2008-09-01 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-03-12 | 2008-09-01 |
| 5 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-09-09 | 2009-05-31 | Rep | Dealing in securities | 2008-09-09 | 2009-05-31 |
| 6 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-14 | 2003-12-22 |
| 7 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-14 | 2003-12-22 |
| 8 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2007-03-28 | 2008-02-25 |
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