Lee, Juwan Ju Hoon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-10-25 | 2013-02-25 | Rep | Asset management | 2012-10-25 | 2013-02-25 | RO | Advising on securities | 2013-02-25 | 2013-11-30 | RO | Asset management | 2013-02-25 | 2013-11-30 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-25 | 2010-01-11 | Rep | Dealing in securities | 2007-09-25 | 2010-01-11 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2007-09-25 | 2010-01-11 | Rep | Dealing in securities | 2007-09-25 | 2010-01-11 |
| 4 | KINGSWAY SW ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-11-10 | 2018-12-13 |
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