Kwan, David King Tong 關經唐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-10-24 | 2009-01-16 |
| 2 | GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED | Rep | Advising on securities | 2017-10-19 | 2018-07-23 | RO | Advising on securities | 2018-07-23 | 2018-11-21 |
| 3 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2010-09-09 | 2011-06-13 | Rep | Dealing in securities | 2010-09-09 | 2011-06-13 |
| 4 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2019-01-28 | 2021-08-06 | Rep | Asset management | 2020-05-18 | 2021-08-06 | Rep | Dealing in securities | 2020-05-18 | 2021-08-06 |
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